Chapter 12 (Financing and Listing Securities) of Exam 1 of the Canadian Securities Course (CSC®) focuses on bringing securities to the market, the corporate financing process, government and corporate finance, other methods of distributing securities to the public, and the listing process.

 

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The Canadian Securities Course (CSC®) is the foundational financial services credential that top employers in Canada demand. The CSC® is the baseline regulatory requirement to perform securities, mutual funds, and alternative funds transactions in many financial services positions in Canada. Successful completion of the CSC® can lead to careers such as financial planner, Investment Planner, Investment Representative, Investment Advisor, and many more.The CSC® Exam 1 focuses on the Canadian investment marketplace, fixed-income securities, common and preferred shares, equity transactions, derivatives, corporations and their financial statements, and financing and listing securities.

Chapter 12 - Financing and Listing Securities Practice Questions

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