Chapter 25 (Fee-Based Accounts) of Exam 2 of the Canadian Securities Course (CSC®) focuses on an overview of fee-based accounts, non-discretionary accounts, and managed (discretionary) accounts.
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The Canadian Securities Course (CSC®) is the foundational financial services credential that top employers in Canada demand. The CSC® is the baseline regulatory requirement to perform securities, mutual funds, and alternative funds transactions in many financial services positions in Canada. Successful completion of the CSC® can lead to careers such as financial planner, Investment Planner, Investment Representative, Investment Advisor, and many more. The CSC® Exam 1 focuses on the Canadian investment marketplace, fixed-income securities, common and preferred shares, equity transactions, derivatives, corporations and their financial statements, and financing and listing securities.
Chapter 25 - Fee Based Accounts Practice Questions
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